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Basic stance on customer solicitation
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We shall endeavor to provide our customers with appropriate information and explanations of financial products taking into account their knowledge, experience, financial situation and investment objectives. |
Methods and time frames for solicitation of customers |
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We shall take sufficient care with respect to the timing, places and methods of solicitation to avoid any disturbance of or inconvenience to our customers. |
Ensuring appropriate solicitation |
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We shall provide accurate information in order to prevent misleading solicitation. |
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We shall provide important information regarding the “Law on Sales of Financial Products“ to customers for their accurate understanding. |
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We shall strive to explain the details of each product and the attendant risks, so that the customer can reach an informed decision according to his or her own judgment. |
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When conducting solicitation and providing information, we shall always consider the customer`s best interest and abide by related laws and regulations. |
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We shall endeavor to improve our company structure and staff training to ensure that we conduct solicitation in an appropriate manner. |
